NEW YORK, N.Y. – The following is a list of initial public offerings planned for the coming week. Sources include Renaissance Capital, Greenwich, CT (www.renaissancecapital.com) and SEC filings.
Week of October 6:
Dave & Buster’s Entertainment Inc. – Dallas, 5.9 million shares, priced $16 to $18, managed by Jefferies, and Piper Jaffray. Proposed Nasdaq symbol PLAY. Business: Operator of 70 casual dining restaurants offering large arcades and televised sports.
Diplomat Pharmacy Inc. – Flint, Mich., 13.3 million shares, priced $14 to $16, managed by Credit Suisse, Morgan Stanley, and J.P. Morgan. Proposed NYSE symbol DPLO. Business: Operates the fourth largest specialty pharmacy in the U.S.
HubSpot Inc. – Cambridge, Mass., 5 million shares, priced $19 to $21, managed by Morgan Stanley, J.P. Morgan, and UBS. Proposed NYSE symbol HUBS. Business: Provides a cloud-based marketing and sales software platform to small and medium sized businesses.
MOL Global Inc. – Kuala Lumpur, Malaysia – 19.5 million American depositary shares, each representing one ordinary share, priced $12.50 to $14.50, managed by Citigroup, Deutsche Bank, and UBS. Proposed Nasdaq symbol MOLG. Business: Provider of online payment services used for online game credits and other digital content.
NeuroSigma Inc. – Los Angeles, 3.6 million shares, priced $13 to $15, managed by Jefferies. Proposed Nasdaq Capital Market symbol NSIG. Business: Developing bioelectronic products used to treat drug-resistant epilepsy and depression.
OM Asset Management Ltd. – London, U.K., 22 million ordinary shares, priced $15 to $17, managed by BofA Merrill Lynch, Morgan Stanley, and Citigroup. Proposed NYSE symbol OMAM. Business: Asset management arm of London-based Old Mutual with $215 billion in assets under management.
USD Partners LP – Houston, 8.9 million shares, priced $19 to $21, managed by Citigroup, Barclays, and Credit Suisse. Proposed NYSE symbol USDP. Business: MLP spun out of US Development Group to own oil and gas rail terminals.
Veritex Holdings Inc. – Dallas, 2.7 million shares, priced $12 to $14, managed by Sandler O’Neill, and Stephens. Proposed Nasdaq symbol VBTX. Business: Bank holding company with over $700 million of assets and eight branches in the Dallas metropolitan area.