NEW YORK, N.Y. – The following is a list of initial public offerings planned for the coming week. Sources include IPO ETF manager Renaissance Capital, and SEC filings.
Week of October 20:
Anchor BanCorp Wisconsin Inc. – Madison, Wisc., 372,000 shares, priced $25 to $27, managed by Sandler O’Neill, and Baird. Proposed Nasdaq symbol ABCW. Business: The third largest commercial bank headquartered in Wisconsin with 54 locations.
Electronic Cigarettes International Group Ltd. – Nunica, Mich., 33.3 million shares, priced at $4.50 each, managed by Wells Fargo, and Canaccord Genuity. Proposed Nasdaq symbol ECIG. Business: Markets a portfolio of acquired electronic cigarette brands.
EndoStim Inc. – St. Louis, 3.2 million shares, priced, $10 to $12, managed by Wedbush PacGrow. Proposed Nasdaq Capital Market symbol STIM. Business: Medical device company developing a neurostimulation system for treatment of gastroesophageal reflux disease, or GERD. Originally scheduled for last week.
Fifth Street Asset Management Inc. – Greenwich., Conn., 8 million shares, priced $24 to $26, managed by Morgan Stanley, J.P. Morgan, and Goldman Sachs. Proposed Nasdaq symbol FSAM. Business: Credit-focused alternative asset manager with $5.6 billion in assets under management.
Proteon Therapeutics Inc. – Waltham, Mass., 4.7 million shares, priced $12 to $14, managed by Stifel, and JMP Securities. Proposed Nasdaq symbol PRTO. Business: Biotech developing a recombinant protein for patients undergoing surgery for kidney failure.